Securities regulation : cases and materials


名称	Securities regulation : cases and materials

索引号	D971.222.8/E20041.6
分类号	D971.222.8 D9(法律（依总论复分表分，-0理论与方法论所属类目复分入D90）) D(政治、法律)
作者	Cox、 James D.、 1943-、Hillman、 Robert W. (Robert William)、 1949-、Langevoort、 Donald C.、
出版社	Austin : Wolters Kluwer Law & Business, c2009.
ISBN
页数	xxxiv, 1177 p. ; 26 cm.
价格
标签
简介
注解	Includes index. Aspen Publishers. 內容 The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting : mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws.